Annual Filings

Annual Filings Grouping List:

  • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
  • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
  • 10-C/A Amendment to a previously filed 10-C
  • 10-K Annual report which provides a comprehensive overview of the company for the past year
  • 10-K/A Amendment to a previously filed 10-K
  • 10-K405 Annual report. The Regulation S-K Item 405 box on the cover page is checked
  • 10-K405/A Amendment to a previously filed 10-K405
  • 10-KT Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
  • 10-KT/A Amendment to a previously filed 10-KT
  • 10KSB Annual report filed by small businesses
  • 10KSB/A Amendment to a previously filed 10KSB
  • 10KSB40 Optional form for annual and transition reports of small business issuers
  • 10KSB40/A Amendment to a previously filed 10KSB40
  • 10KT405 Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act
  • 10KT405/A Amendment to a previously filed 10KT405
  • 11-K An annual report of employee stock purchase, savings and similar plans
  • 11-K/A Amendment to a previously filed 11-K
  • 11-KT Annual report of employee stock purchase savings and similar plans
  • 11-KT/A Amendment to a previously filed 11-KT
  • 18-K Annual report for foreign governments and political subdivisions
  • 18-K/A 18-K/A
  • 20-F Registration of securities of foreign private issuers pursuant to section 12(b) or (g)
  • 20-F/A Amendment to a previously filed 20-F
  • ARS An annual report to security holders.
  • ARS/A ARS/A
  • N-18F1 Notification of election pursuant to Rule 18f-1
  • N-18F1/A Pre-effective amendment to an N-18F1 filing
  • N-23C-1 Reports by closed-end investment companies of purchase of their own securities
  • N-23C-1/A Pre-effective amendment to an N-23C-1 filing
  • N-30D An annual and semi-annual report mailed to shareholders. Filed by registered investment companies
  • N-30D/A Amendments to a previously filed N-30D
  • NSAR-A Semi-Annual report for management companies
  • NSAR-A/A Amendments to a previously filed NSAR-A
  • NSAR-AT Transitional semi-annual report for registered investment companies (Management)
  • NSAR-AT/A Amendments to a previously filed NSAR-AT
  • NSAR-B Annual report for management companies
  • NSAR-B/A Amendments to a previously filed NSAR-B
  • NSAR-BT Transitional annual report for management companies
  • NSAR-BT/A Amendments to a previously filed NSAR-BT
  • NSAR-U Annual report for unit investment trusts
  • NSAR-U/A Amendments to a previously filed NSAR-U
  • NT 10-K Notification that form 10-K will be submitted late
  • NT 10-K/A Amendment to a previously filed NT 10-K
  • NT 11-K Notification that form 11-K will be submitted late
  • NT 11-K/A Amendment to a previously filed NT 11-K
  • NT 20-F NT 20-F    
  • NT 20-F/A NT 20-F/A
  • NT-NSAR Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U
  • NT-NSAR/A Amendments to a previously filed NT-NSAR
  • NTFNSAR NTFNSAR    
  • NTN 11K NTN 11K    
  • NTN 20F NTN 20F